Tuesday, October 2, 2012

THE ROOTS OF SERENDIPITY


Humankind, says a noted scientist, is like the lowly turtle: we inch forward only if we stick our necks out and take chances.

“What is life but a series of inspired follies?  The difficulty is to find them to do.  Never lose a chance: it doesn’t come every day.”  George Bernard Shaw.

It is never entirely in fashion to mention luck in the same breath as science.  Science is considered a rational endeavour, and the investigator is supposed to make discoveries for logical reasons by virtue of his own intellectual hard work.  As everyone no doubt knows, however, discoveries do come about through chance, but this fact becomes more impressive only when it happens to you personally.

Much that is really novel in our creative efforts will still be decided at the pivotal moment when we confront chance.  Like the lowly turtle, man, too lurches forward only if he first sticks his neck out and chances the consequences.

What is chance?  Dictionaries define it as something fortuitous that happens unpredictably without discernible human intention.  Chance is unintentional and capricious, but we needn’t conclude that chance is immune from human intervention.  Indeed, chance plays several distinct roles when humans react creatively with one another and with their environment.

We can readily distinguish four varieties of chances if we consider that they each involve a different kind of motor activity.  The varieties of chance also involve distinctive personality traits and differ in the way one particular individual influences them.

Chance I is the pure blind luck that comes with no effort on our part.  If, for example, you are sitting at a “Karata” table of four, it’s “in the cards” for you to receive a hand of all 13 spades, but it will come up only once in every 6.3 trillion deals.  You will ultimately draw this lucky hand – with no intervention on your part – but it does involve a longer wait than most of us have time for on this earth.

Chance II evokes the kind of luck Charles Kettering had in mind when he said; “keep on going and the chances are you will stumble on something, perhaps when you are least expecting it.  I have never heard of anyone stumbling on something sitting down.”

In the sense referred to here, chance 2 is not passive, but springs from an energetic, generalized motor activity.  A certain basal level of action “stirs up the pot,” brings in random ideas that will collide and stick together in fresh combinations, lets chance operate.  When someone, anyone, does swing into motion and keeps on going, he will increase the number of collisions between events.  When a few events are linked together, they can then be exploited to have a fortuitous outcome, but many others, of course, cannot.  Kettering was right, press on.  Something will turn up.  We may term this the Kettering Principle.

In the two previous examples, a unique role of the individual person was either lacking or minimal.  Accordingly, as we move on to Chance 3, we see blind luck, but in camouflag.  Chance presents the clue, the opportunity exists, but it would be missed except by that one person uniquely equipped to observe it, visualize it conceptually, and fully grasp its significance.  Chance 3 involves a special receptivity and discernment unique to the recipient.  Louis Pasteur characterized it for all time when he said: “Chance favours only the prepared mind”.

Pasteur himself had it full measure.  But the classic example of his principle occurred in 1928, when Alexander Fleming’s mind instantly fused at least five elements into a conceptually unified nexus.  His mental sequences went something like this:-

(1)               I see that a mold has fallen by accident into my culture dish:
(2)               The staphylococcal colonies residing near it failed to grow:
(3)               The mold must have secreted something that killed the bacteria:
(4)               I recall a similar experience once before;
(5)               If I could separate this new “something” from the mold, it could be used to kill staphylococci that cause human infections.

Actually, Fleming’s mind was exceptionally well prepared for the penicillin mold.  Six years earlier, while he was suffering from a cold, his own nasal dripping had found their way onto a culture dish, for reasons not made entirely clear.  He noted that nearby bacteria were killed, and astutely followed up the lead.  His observations led  him to discover a bactericidal enzyme present in nasal mucus and tears called lysozyme.  Lysozyme proved too weak to be of medical use, but imagine how receptive Fleming’s mind was to penicillin mold when it later happened on the scene!

One word evokes the quality of the operations involved in the first three kinds of chance.  It is serendipity.  The term describes the facility for encountering unexpected good luck, as the result of: accident (chance 1.) general exploratory behavior (chance 2, or sagacity.  (chance 3).  The word itself was coined by the Englishman-of-letters Horace Walpole in 1754.  He used it with reference to the legendary tales of the three Princes of Serendip (Ceylon) who quite unexpectedly encountered many instances of good fortune on their travels.  In today’s parlance we have usually watered down serendipity to mean the good luck that comes solely by accident.  We think of it as a result not ability.  We tended to lose sight of the element of sagacity, by which term Walpole wished to emphasize that some distinctive personal receptivity is involved.

There remains a fourth element in good luck, an unintentional but subtle personal prompting of it.  The English Prime Minister Benjamin Disraeli summed up the principle underlying chance 4 when he noted that we make our fortunes and we call them fate.”  Disraeli, a politician of considerable practical experience, appreciated that we each shape our own destiny, at least to some degree.  One might restate the principle as follows:  Chance favours the individualized action.

In chance 4 the kind of luck is peculiar to one person, and like a personal hobby, it takes on a distinctive individual flavour.  This form of chance is one-man-made, and it is as personal as a signature.  Indeed, it is to motor behaviour what Chance 3 is to sensory receptivity.  But Chance 4 connotes no generalized activity, as bees might have in the anonymity of a hive.  Instead, it comprehends a discrete behavioural performance focused in a unique manner.

Chance 4 has an elusive, almost mirage-like, quality.  Like a mirage, it is difficult to get a firm grip on, for it tends to recede as we pursue it and advance as we step back.  But we still accept a mirage when we see it, because we vaguely understand the basis for the phenomenon.  A strongly heated layer of air, less dense than usual, lies next to the earth, and it bends the light rays as they pass through.  The resulting image may be magnified as if by a telescopic lens in the atmosphere, and real objects, ordinarily hidden far out of sight over the horizon, are brought forward and reveal to the eye.  What happens in a mirage then, and in this form of chance, not only appears far-fetched but indeed is farfetched.

Accordingly one may introduce the term altamirage to identify the quality underlying Chance 4.  Let us define it as the facility for encountering unexpected good luck as the result of highly individualized action.  Altamirage goes well beyond the boundaries of serendipity in its emphasis on the role of personal action in chance.

Chance 4 is favoured by distinctive, if nor eccentric, hobbies, personal life-styles, mode of behaviour peculiar to one individual, usually invested with some passion.  The farther apart these personal activities are from the area under investigation, the more novel and unexpected will be the creative product of the encounter.

CONCLUSION

Why do we still remember men like Fleming?  We venerate them not as scientists alone.  As men, their total contribution transcends their scientific discoveries.  In their lives we see demonstrated how malleable our own futures are.  In their work we perceive how many loopholes fate has left us-how much of destiny is still in our hands.  In them we find that nothing is predetermined.  Chance can be on our side, if we but stir it up with our energies, stay receptive to its every random opportunity, and continually provoke it by individuality in our endeavours and our approach to life.